Description | |
Risk Management System ( RMS) Policy | |
PMLA Policies | |
Nomination Form | |
Trading Form Modification | |
Trading Closure Form | |
Income Declaration Individual | |
Income Declaration Non Individual | |
Declaration for Mobile Number and Email id | |
Reactivation of Trading Account | |
Policy for Inactive Clients | |
Policies and Procedures | |
Rights and obligations | |
Social Media Policy | |
Securities FATCA Form for Individual | |
Securities FATCA Form for Non Individual | |
Commodities FATCA Form For Individual | |
Commodities FATCA Form For Non Individual | |
Guidance note on FATCA and CRS | |
Grievance Redressal Mechanism | |
Steps for opening an account | |
Cyber Security Policy | |
Segment Activation Form | |
Account Closure form NSDL | |
Modification Form NSDL | |
Account Closure form CDSL | |
Modification Form CDSL | |
Most Important Terms and Conditions | |
Freezing Blocking Client Account Policy | |
Policy on Client Code Modification | |
Policy on Introduction & Registration of Clients including IPV & Policy on Onboarding of New clients | |
Policy on Internal Control System | |
Policy on Pre-funded Instruments | |
Referral Policy | |
Policy on Guidelines for Outsourcing of Activities | |
Eligibility for acquiring or holding shares and fit proper person criteria | |
Single Mobile No and Email Id for Different Client | |
Mandate for Authorized Representative | |
Surveillance Policy | |
Risk Disclosure Documents For Trading | |
Guidance Note-Do And Donts For Trading On The Exchange(s) | |
Policies & Procedures | |
Internet And Wireless Technology Based Trading | |
Saral Account | |
Rights and Obligations of Beneficial Owner and Depository Participant | |
NISM Series _VII Policy | |
IT Control with respect to Algo and Non-Algo Orders | |
Policy regarding treatment of inactive account and screenshot of same being displayed on website | |
Policy on Squaring off client positions in case of non payment of funds & margins | |
Policy on Outsource of Activities | |
Policy on Limit Setting | |
Policy on Internal Shortage | |
Policy on Fascimile Signature | |
Policy on CLD modification | |
Policy of Granting of Exposure to clients | |
Policy for Hiring & Training of Employees | |
Policy & Internal procedure for managing conflict of Interest | |
Standard Operating Procedure | |
Re-activation form for Individual Trading Account | |
Re-activation form for Non-Individual Trading Account | |
Segment Addition form | |
Filing complaints on SCORES - Easy & quick
i. Name, PAN, Address, Mobile Number, E-mail ID | |
